57/100BUBS Group executives and insider trading
Sergio Ermotti reported no open-market purchases or sales over the last twelve months.
Over the last twelve months UBS Group's insiders sold 0 shares for 0 USD in 0 sales on the open market, and bought 0 shares in 0 purchases.
Insiders over the last twelve months
- Insider sales
- 0
- Shares sold
- —
- Value sold
- —
- Insider purchasesWhat is insider trading? Insider trading here means the legal trades that a company's executives, directors and large owners make in its shares, reported to the SEC on Form 4.
- 0
Insiders buying against sellingWhat is a Rule 10b5-1 trading plan? A Rule 10b5-1 plan lets an insider fix future trades in advance, while holding no inside information, so later trades follow the plan, not a new decision.
Open-market purchases and sales reported on Form 4, by value. Awards, option exercises and shares withheld for tax are not counted. Whether a sale was under a Rule 10b5-1 plan is read from each Form 4 at the SEC (the box exists on filings since April 2023).
Executives and directors
The people who run the company and the directors who reported trades, with what each bought and sold on the open market over the last twelve months. The CEO first, then whoever traded most.
| Name | Position | Age | Shares sold (12 months) | Value sold (12 months) | Shares bought (12 months) | Last sale | Shares held after |
|---|---|---|---|---|---|---|---|
| Sergio Ermotti CEO | Group Chief Executive Officer & President of the Group Executive Board | 66 | — | — | — | — | — |
| Robert Karofsky | President of UBS Americas, Co-President Global Wealth Management & Member of GEB | 59 | — | — | — | — | — |
| Stefan Seiler | Head of Group HR & Corp. Services, Security and Member of the Executive Board | 52 | — | — | — | — | — |
| Todd Tuckner | Group Chief Financial Officer & Member of Executive Board | 61 | — | — | — | — | — |
| Barbara Levi | Group General Counsel & Member of Group Executive Board | 55 | — | — | — | — | — |
| Beatriz Martin Jimenez | Group COO, Head of Non-Core & Legacy, President of EMEA and Member of Executive Board | 53 | — | — | — | — | — |
| Sabine Keller-Busse | President UBS Switzerland, President of Personal & Corporate Banking and Member of the GEB | 61 | — | — | — | — | — |
| George Athanasopoulos | Co-President Investment Bank & Member of Executive Board | 57 | — | — | — | — | — |
| Iqbal Khan | President of UBS Asia-Pacific, Co-President Global Wealth Management & Member of Group Executive Board | 50 | — | — | — | — | — |
| Marco Illy | Co-President of the Investment Bank & Member of Executive Board | 54 | — | — | — | — | — |
Every insider transactionWhat is insider trading? Insider trading here means the legal trades that a company's executives, directors and large owners make in its shares, reported to the SEC on Form 4.
Insiders must report every trade in the company's shares to the SEC within two business days, on Form 4. Only purchases and sales are trades on the open market; awards, option exercises, shares withheld for tax and gifts come with pay, and the twelve-month totals leave them out.
| Date | Name | Transaction | Shares | Price | Value | Shares held after | Filing |
|---|
Common questions about UBS Group's executives and insiders
Source: Financial Modeling Prep